- Regulatory findings related to internal control deficiencies in various areas including employee password sharing, wealth management fee disclosure, elderly client confirmation processes, and handling of consigned transactions
- Deficiencies in subsidiary supervision, including reporting of suspected money laundering transactions and implementation of audit findings
- Deficiencies in the sales of derivative financial instruments, including qualification review processes for professional investors and unrestricted money loans
- Failure to manage insider account transactions, inadequate adherence to responsibility hierarchy regulations in warrant business, and continued trading by a suspended manager
Capital Securities Corporation
Greenhouse gas emissions & sustainability report data
In its 2023 reporting, Capital Securities Corporation disclosed greenhouse gas emissions of 5.2K tCO2e/year. By scope: Scope 1: 357.23 tCO2e/year; Scope 2: 4.9K tCO2e/year. Figures are as stated in the company's own report and may use different boundaries, units or methods (for example market-based vs location-based Scope 2), so compare with care.
GHG Emissions
5.2K tCO2e/year
2023
Water Usage
52.4K units/year
2023
Waste
101.4 tons/year
2023
📊 Emissions by Scope (2023)
| Scope | What it covers | Reported value |
|---|---|---|
| Scope 1 | Direct emissions from sources the company owns or controls (fuel combustion, company vehicles, process and fugitive emissions). | 357.23 tCO2e/year |
| Scope 2 | Indirect emissions from purchased electricity, steam, heat and cooling. | 4.9K tCO2e/year |
New to scopes? Read Scope 1, 2 and 3 emissions explained and market-based vs location-based Scope 2.
📈 Emissions by Report Period
| Report period | Headline emissions figure reported |
|---|---|
| 2023 | 5.2K tCO2e/year |
| 2022 | 5.5M kg/year (2022) |
| 2020 | 4.2M kgCO2e |
| 2019 | 4.071 tons (CO2e) (from water consumption) |
Each row is the headline figure extracted from a different report; scope coverage and methodology can change between years.
✅ Reported Environmental Achievements
- Reduced Scope 1 and Scope 2 GHG emissions by 4.84% compared to 2022, exceeding the annual reduction target of 1.43%
- Reduced waste generation by 5.3% compared to 2022, exceeding the annual reduction target of 1%
🎯 Climate & Sustainability Targets
🔜 Short-term
- Reduce energy consumption by 10% compared to the baseline year of 2023 by 2030 (average annual reduction of 1.43%)
- Reduce waste and water consumption by 1% annually compared to the baseline year of 2023 by 2030
🔭 Long-term
- Achieve net-zero emissions by 2050
🌱 ESG Focus Areas
Environmental Protection (E)Social Responsibility (S)Corporate Governance (G)